Risk Management
Securities Group Company has a comprehensive risk management and control framework to ensure that the Company and its related entities are appropriately governed. The Board directs the policy and process framework. It is responsible for risk management and for all risk control systems that are implemented in the Securities Group, as well as related entities. The Securities Group Board ensures that risk management is embedded into the Company’s culture, policies, and processes. The Managers at the Risk Management Department are independent from the Business Units in order to perform their roles objectively The Risk Management Department identifies, measures, evaluates, and reports on all critical risks to which the company is exposed, through defined key risk indicators under relevant risk buckets. It carries out periodic risk control and monitoring activities and constantly reviews all the policies, procedures, and controls. The department is continuously enhancing its risk monitoring abilities through appropriate automation. The Risk Department submits periodic reports to the Board Risk Management Committee and the Board.